Peter F. Waltz


Peter Waltz is dedicated to helping clients achieve their objectives by employing a comprehensive, interdisciplinary approach to their legal and business challenges. He advises companies in all phases of the business cycle and provides on-going advice and counsel on day-to-day operational, business, and legal issues. Much of Peter’s practice focuses on securities compliance matters, including advising publicly reporting companies in transactional, governance, and disclosure matters, advising emerging growth companies on organizational and various forms of exempt offering financing matters, working with project and private fund sponsors in capital raising transactions and compliance matters, and, also advising regulated financial professionals including registered investment advisers.

Peter’s transactional, financial regulatory, and corporate finance practice has included serving as adviser to clients with respect to mergers and acquisitions and general corporate counseling. Peter also has significant experience in the preparation and negotiation of documents related to entity selection and formation, corporate structure, corporate governance, merger and acquisitions and commercial contract matters.

Peter’s practice also involves advising clients in the fintech space navigate complex federal and state regulatory frameworks in order to structure and operate the businesses. Peter utilizes his securities compliance, corporate and transactional background in the fintech arena and has represented clients before the Securities and Exchange Commission and the Financial Industry Regulatory Authority on matters including broker-dealer registration matters, securities offering platform compliance matters, and securities offering and compliance matters related to digital assets.

Prior to law school, Peter worked in the financial industry and was licensed as a registered representative with the Financial Industry Regulatory Authority.

    • University of Denver Sturm College of Law, J.D., Order of St. Ives; Scholastic Excellence Award in International Law
    • Colorado State University, B.A.
  • Bar Admissions

    Admitted to practice in CO only

    • Colorado
  • Court Admissions

    • U.S. District Court, District of Colorado, 2005
    • U.S. Court of Appeals, Tenth Circuit, 2005
    • American Bar Association

    • Colorado Bar Association

    • Denver Bar Association

    • Wall Street Blockchain Alliance Legal Working Group

    • Rockies Venture Club

    • Street Fraternity Inc., Board Member

    • Aurora Public Schools Foundation, Board Member

Latest News and Insights

Press Releases10.2.23

Dykema Guides SPAC to Successful Closing With Jet.AI

In the span of several months, Dykema attorneys worked diligently to complete Oxbridge’s merger with…

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Legal Alerts6.23.23

SCOTUS Slack Technologies Decision

Direct listings have some advantages over traditional, underwritten initial public offerings for…

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Press Releases6.23.23

Corporate Attorney Peter F. Waltz Joins Dykema’s Milwaukee Office

Dykema, a leading national law firm, announced the addition of Peter Waltz as a Member of its…

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